Risk and Compliance Workflow

Embed best practices and compliance into everyday business processes to mitigate risk

Automating Compliance

Today’s organisations face greater accountability in demonstrating data security and compliance. With Sysero, you can use workflows to embed compliance into every day processes and minimise compliance-related risks. There are a number of ways Sysero’s workflows can be used to enforce data protection policies and ensure compliance with regulations.

Embed Compliance Expertise

Policies and procedures for personal data no longer need to be relegated to complex policy documents that employees are expected to understand and follow to the letter. With automated workflows, you can embed data protection best practices into standardised workflow templates. As one employee makes a nuanced decision based on the data at hand, that expertise can be modeled into workflows and processes, enabling subtle judgements to be made en masse. The result is compliance that’s streamlined across your firm.

Risk-Based Acceptance

With Sysero, you can quickly identify high-risk clients and embed compliance procedures into your business acceptance process. Automatically evaluate new business opportunities based on a predefined and custom set of rules, which might include KYC or AML regulations. If clients are deemed high-risk, they can automatically be escalated for further review.

Prove Compliance in Data Privacy Challenges

If the case does arise where your firm’s data privacy practices are in question, risk and compliance workflows provide evidence of those involved in the decision making process and the information they used to make those decisions. Using Sysero, you can automatically archive workflows and associated data or documents. By creating audit trails, risk and compliance workflows can provide documentation of your compliance in handling client data.

Our field of business has not changed much in the past decades, but now there is pressure from the clients’ side to enhance our working methods even further.

Carola Lindholm, Partner at Law Firm

Workflow Key Features

Instant deployment Once a workflow has been designed it can be used immediately
Forms Forms can be designed and edited within a web browser and are created automatically when automating a document
People and Roles Actions can be assigned to email addresses (external notifications), groups of Registered Users or Roles
Actions Workflows are designed using a drag and drop flowchart editor which supports Actions which include: Stages, decisions, email notifications, pop-up and full screen alerts, e-signatures, automated and non-automated documents
Uploading Documents Workflows support an unlimited number of document that can be attached to each running workflow. Uploaded documents are full text indexed (and OCR’d if necessary)
Data Libraries When a workflow is run it is saved in a Sysero library which supports all the features of the Knowledge Library
Automating Documents A workflow can produce an unlimited number of documents automatically
Pending Versions Edits to workflows can be staged to allow testing before final deployment if needed
Document Packs Add documents to an existing automation to share fields and data across documents

See it in Action

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